Mainland Securities Co.
美聯證券投資公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mainland Securities Co. (美聯證券投資公司), a Hong Kong-based licensed corporation with CE reference AAF708. Current licensed staff on file: 0 (total recorded over time: 2).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2005-03-29 |
| Type 4 — Advising on securities | present | 2005-03-29 |
| Type 6 — Advising on corporate finance | present | 2005-03-29 |
| Type 9 — Asset management | present | 2005-03-29 |
Licensed staff (all-time) (2)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Peter Ping Tong Loong 龍炳唐 | RO 1, 4, 6, 9 | Pre-2003 | 2005-03 |
| Virginia Hoi Wah Lai 黎海華 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-03 |
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