Wilfred T. Fry (Personal Financial Planning) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wilfred T. Fry (Personal Financial Planning) Limited, a Hong Kong-based licensed corporation with CE reference AAG474. Current licensed staff on file: 0 (total recorded over time: 8). Earliest licence on file: 2007-11-26.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2007-11-26 | 2010-12-16 |
| Type 4 — Advising on securities | present | 2010-12-16 |
| Type 6 — Advising on corporate finance | present | 2007-04-03 |
| Type 9 — Asset management | present | 2007-04-03 |
Licensed staff (all-time) (8)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Graham Edward Barnes | RO 1, 4, 6, 9 | Pre-2003 | 2010-07 |
| Kevin John Coppard | RO 1, 4 | 2004-10 | 2010-07 |
| Aidan Patrick Bailey | Rep 4, 6, 9 | Pre-2003 | 2010-07 |
| Justin Paul Davies | Rep 1, 4 | 2008-11 | 2010-07 |
| David Sidney Goodman | Rep 4, 6, 9 | Pre-2003 | 2005-02 |
| Timothy John Rainsford | Rep 4, 6, 9 | Pre-2003 | 2007-05 |
| James Peter Sutton | Rep 1, 4 | 2006-08 | 2010-07 |
| Stephen Robert Travis | Rep 4, 6, 9 | Pre-2003 | 2008-10 |
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