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B.N.P. Securities (Hong Kong) Limited

法國國家巴黎証券(香港)有限公司

CE No. AAW330 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for B.N.P. Securities (Hong Kong) Limited (法國國家巴黎証券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAW330. Current licensed staff on file: 0 (total recorded over time: 1).

Licence history

Activity	From	To
Type 1 — Dealing in securities	present	2003-08-02
Type 4 — Advising on securities	present	2003-08-02
Type 6 — Advising on corporate finance	present	2003-08-02
Type 9 — Asset management	present	2003-08-02

Licensed staff (all-time) (1)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Patrick Wai Bill Shum 岑維標	RO 1, 4, 9	Pre-2003	2003-06

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