Bali Securities Co. Limited
百達利證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bali Securities Co. Limited (百達利證券有限公司), a Hong Kong-based licensed corporation with CE reference ABE473. Current licensed staff on file: 0 (total recorded over time: 12).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2020-04-27 |
| Type 4 — Advising on securities | present | 2005-03-15 |
| Type 6 — Advising on corporate finance | present | 2005-03-15 |
| Type 9 — Asset management | present | 2005-03-15 |
Licensed staff (all-time) (12)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Raymond Siu Lun Chan 陳肇倫 | RO 1 Rep 1 | 2011-01 | 2020-03 |
| Chin Hung Chau 周展雄 | RO 1, 4, 6, 9 | Pre-2003 | 2009-02 |
| Douglas Wai Huen Chen 陳偉萱 | RO 1 | 2009-06 | 2014-07 |
| Danny Chi 徐英龍 | RO 1 | 2011-05 | 2019-12 |
| Yat Chuen Hung 洪日全 | RO 1, 4, 6, 9 | Pre-2003 | 2009-07 |
| Gary Kwok Wai Leung 梁國偉 | RO 1 | 2009-06 | 2015-07 |
| Ka Yau Leung 梁家祐 | RO 1 | 2009-06 | 2014-07 |
| King Yuen Leung 梁景源 | RO 1 | 2005-02 | 2009-07 |
| Ka Shing Lam 林嘉成 | Rep 1 | 2012-04 | 2014-08 |
| Kwok Lun Ng 吳國倫 | Rep 1 | 2014-03 | 2014-12 |
| Mohamed Sada Wane | Rep 1 | 2015-03 | 2017-05 |
| Yaohui You 尤耀輝 | Rep 1 | 2017-01 | 2018-06 |
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