Zhongrong PT Finance Limited
中融平和財務有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhongrong PT Finance Limited (中融平和財務有限公司), a Hong Kong-based licensed corporation with CE reference ABF264. Current licensed staff on file: 0 (total recorded over time: 3).
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2011-10-03 |
| Type 6 — Advising on corporate finance | present | 2004-07-30 |
| Type 9 — Asset management | present | 2011-10-03 |
Licensed staff (all-time) (3)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Steven Sheung Chi Chan 陳尚智 | RO 4, 6, 9 | Pre-2003 | 2009-12 |
| Sze Chi Kwok 郭思治 | RO 4, 9 | Pre-2003 | 2008-10 |
| Kwong Sing Yam 任廣成 | RO 4, 9 | Pre-2003 | 2011-05 |
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