Jefferies Pacific Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jefferies Pacific Limited ( ), a Hong Kong-based licensed corporation with CE reference ABF843. Current licensed staff on file: 0 (total recorded over time: 4).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2003-06-27 |
| Type 4 — Advising on securities | present | 2003-06-27 |
| Type 6 — Advising on corporate finance | present | 2003-06-27 |
| Type 9 — Asset management | present | 2003-06-27 |
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Alexander William Hay MacKie | RO 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Roland Herbert Sharman | RO 1 | Pre-2003 | 2003-06 |
| Sarah Anne Chessis | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Frederick Chi Fong Chuk 竺志方 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
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