TD Waterhouse Investor Services (Hong Kong) Inc.
TDWaterhouseInvestorServices(HongKong)Inc.
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for TD Waterhouse Investor Services (Hong Kong) Inc. (TDWaterhouseInvestorServices(HongKong)Inc.), a Hong Kong-based licensed corporation with CE reference ADG047. Current licensed staff on file: 0 (total recorded over time: 8).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2003-11-07 |
| Type 4 — Advising on securities | present | 2003-11-07 |
| Type 6 — Advising on corporate finance | present | 2003-11-07 |
| Type 9 — Asset management | present | 2003-11-07 |
Licensed staff (all-time) (8)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Esther Fung Mi Chan 陳鳳眉 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-11 |
| Florence Ho Yan Cheung 張浩欣 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-11 |
| Siu Kay Chung 鍾兆基 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-10 |
| Frankie Cheuk Hang Foo 傅卓恆 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Ting Hong Ho 何鼎康 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-11 |
| Man Lai Ngo 敖文麗 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-11 |
| Hei Keung Phong 龎熙強 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-11 |
| So Ling Yip 葉素玲 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-11 |
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