T. W. Sabnani Securities Limited

董詩股票有限公司
CE No. AFA015 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for T. W. Sabnani Securities Limited (董詩股票有限公司), a Hong Kong-based licensed corporation with CE reference AFA015. Current licensed staff on file: 0 (total recorded over time: 3). Earliest licence on file: 2011-02-16.

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2011-02-16 2012-06-29
Type 1 — Dealing in securities present 2003-05-31
Type 4 — Advising on securities present 2003-05-31
Type 6 — Advising on corporate finance present 2003-05-31
Type 9 — Asset management present 2003-05-31

Licensed staff (all-time) (3)
Active on date

Name Activities First licensed To
Mofiz Chan 陳志華 RO 1 2011-02 2011-06
Krishma Manu Sabnani RO 1, 4, 6, 9 Pre-2003 2011-10
Kwan Kwok 郭群 Rep 1, 4, 6, 9 Pre-2003 2003-05
Showing 1–3 of 3

Related