ITG Securities (Asia) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ITG Securities (Asia) Limited ( ), a Hong Kong-based licensed corporation with CE reference AHL007. Current licensed staff on file: 0 (total recorded over time: 7).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2003-04-25 |
| Type 4 — Advising on securities | present | 2003-04-25 |
| Type 6 — Advising on corporate finance | present | 2003-04-25 |
| Type 9 — Asset management | present | 2003-04-25 |
Licensed staff (all-time) (7)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Michael Anthony Garcia | RO 1, 4, 6, 9 | Pre-2003 | 2003-04 |
| Cecil Tak Cheong Cheng 鄭德昌 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-04 |
| Chao Choong Lee 李釗聰 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-04 |
| Shook Fung Sam 沈淑芳 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-04 |
| Bengt Johan Tellvik | Rep 1, 4, 6, 9 | Pre-2003 | 2003-04 |
| Chun Fai Yu 余俊輝 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-04 |
| King Hung Yu 俞景鴻 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-04 |
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