FTN Financial Asia Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for FTN Financial Asia Limited ( ), a Hong Kong-based licensed corporation with CE reference AQN901. Current licensed staff on file: 0 (total recorded over time: 16). Earliest licence on file: 2008-06-02.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2008-06-02 | 2015-08-14 |
Licensed staff (all-time) (16)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Michael Edward Kisber | RO 1 | 2008-06 | 2010-07 |
| Stephen Vincent Mc Guire | RO 1 Rep 1 | 2009-06 | 2012-10 |
| Yutaka Morikawa | RO 1 Rep 1 | 2012-10 | 2015-02 |
| Chia Chi Pohl Han 韓家琦 | RO 1 Rep 1 | 2009-08 | 2015-02 |
| Debra Li Minh Tay 鄭莉明 | RO 1 | 2008-06 | 2009-03 |
| Stephen Keith Valadie | RO 1 | 2008-06 | 2015-08 |
| Yiru Hu 胡亦茹 | Rep 1 | 2009-03 | 2009-08 |
| Ping Lee 李萍 | Rep 1 | 2009-05 | 2011-04 |
| Chin Hei Leung 梁展熹 | Rep 1 | 2013-11 | 2015-02 |
| Bojin Liu 刘博今 | Rep 1 | 2012-11 | 2013-02 |
| Yao-Ting Wang 王耀霆 | Rep 1 | 2008-09 | 2009-08 |
| Sze Fei Wong 黃詩慧 | Rep 1 | 2010-06 | 2014-03 |
| Zhigang Wu 吳志剛 | Rep 1 | 2009-08 | 2010-03 |
| Zhao Yang 楊肇 | Rep 1 | 2014-02 | 2015-02 |
| Hongguang Zhang 張洪光 | Rep 1 | 2013-04 | 2014-01 |
| Jian (SFC:ARO675) Zhao 趙際安 | Rep 1 | 2008-10 | 2010-05 |
Showing 1–16 of 16