Nihon Unicom Financial Limited
日聯金融股份有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nihon Unicom Financial Limited (日聯金融股份有限公司), a Hong Kong-based licensed corporation with CE reference AQP731. Current licensed staff on file: 0 (total recorded over time: 5). Earliest licence on file: 2008-06-03.
Licence history
| Activity | From | To |
|---|---|---|
| Type 2 — Dealing in futures contracts | 2008-06-03 | 2009-01-29 |
Licensed staff (all-time) (5)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Shao-Yu Chang 張紹宇 | RO 2 | 2008-06 | 2008-11 |
| Yeh-Hung Chou 周彥宏 | RO 2 | 2008-06 | 2008-07 |
| Yuji Horiuchi 堀內雄二 | RO 2 | 2008-06 | 2008-12 |
| Tetsuji Wakao 若生哲史 | RO 2 | 2008-06 | 2008-11 |
| Xinxiong Zhang 張信雄 | Rep 2 | 2008-08 | 2008-10 |
Showing 1–5 of 5