UIC Financial Advisors Limited
環宇理財有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for UIC Financial Advisors Limited (環宇理財有限公司), a Hong Kong-based licensed corporation with CE reference ART025. Current licensed staff on file: 0 (total recorded over time: 9). Earliest licence on file: 2010-04-13.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2010-04-13 | 2019-06-17 |
Licensed staff (all-time) (9)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Mei Chun Au 區美珍 | RO 4 | 2010-04 | 2019-03 |
| Ceypo Poon 潘施寶 | RO 4 | 2010-04 | 2018-10 |
| Hon Shu 舒瀚 | RO 4 Rep 4 | 2010-07 | 2014-12 |
| Lam Hing Tan 陳南興 | RO 4 Rep 4 | 2010-04 | 2018-10 |
| Tat Wai (SFC:AQC797) Chan 陳達偉 | Rep 4 | 2011-04 | 2018-10 |
| Yan Nai Chan 陳茵妮 | Rep 4 | 2011-05 | 2012-01 |
| Wing Cheng 鄭詠 | Rep 4 | 2011-01 | 2012-01 |
| Amy Ka Wai So 蘇家慧 | Rep 4 | 2010-11 | 2011-08 |
| Lemuel Kwok Wai Yan 殷國偉 | Rep 4 | 2010-06 | 2018-10 |
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