Scottrade (Hong Kong) Limited
史考特證券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Scottrade (Hong Kong) Limited (史考特證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AYH939. Current licensed staff on file: 0 (total recorded over time: 5). Earliest licence on file: 2012-10-11.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2012-10-11 | 2014-05-21 |
Licensed staff (all-time) (5)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ray Au 區迪加 | RO 1 | 2012-10 | 2014-03 |
| Tin Kay Hui 許天奇 | RO 1 | 2012-10 | 2013-12 |
| Jiapeng Liu 劉家鵬 | Rep 1 | 2013-02 | 2013-12 |
| Junnan Xu 許俊楠 | Rep 1 | 2013-02 | 2013-03 |
| Ting (SFC:BAU597) Zhang 張婷 | Rep 1 | 2013-02 | 2013-12 |
Showing 1–5 of 5