Schroder & Co. (Hong Kong) Limited
施羅德財富管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Schroder & Co. (Hong Kong) Limited (施羅德財富管理有限公司), a Hong Kong-based licensed corporation with CE reference BAS656. Current licensed staff on file: 0 (total recorded over time: 8). Earliest licence on file: 2013-04-05.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2017-01-16 | 2024-01-26 |
| Type 4 — Advising on securities | 2017-01-16 | 2024-01-26 |
| Type 9 — Asset management | 2013-04-05 | 2024-01-26 |
Licensed staff (all-time) (8)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Alexander Stewart Dudgeon | RO 1, 4, 9 | 2013-04 | 2021-12 |
| Dominic Peter Corti Emmerson | RO 9 | 2013-04 | 2018-03 |
| Jelmer Maarten Kattevilder | RO 1, 4, 9 Rep 1, 4, 9 | 2018-05 | 2023-03 |
| Robert James Ridland | RO 1, 4, 9 Rep 9 | 2013-04 | 2024-01 |
| Andrew Au 歐子健 | Rep 1, 4, 9 | 2014-11 | 2020-04 |
| Chao-Sheng Huang 黃晁晟 | Rep 1, 4, 9 | 2018-10 | 2020-01 |
| Ka Kin Pang 彭家健 | Rep 1, 4, 9 | 2014-11 | 2018-04 |
| Hui Ying Geraldine Teo | Rep 1, 4, 9 | 2019-12 | 2022-05 |
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