HOBA Global Investors (HK) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HOBA Global Investors (HK) Limited ( ), a Hong Kong-based licensed corporation with CE reference BEZ811. Current licensed staff on file: 0 (total recorded over time: 4). Earliest licence on file: 2015-04-23.
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 — Asset management | 2015-04-23 | 2020-08-26 |
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Carrie Ka Lee Ho 何嘉莉 | RO 9 | 2015-04 | 2019-12 |
| James (SFC:BEZ813) Lee | RO 9 | 2015-04 | 2020-08 |
| Viviann Chan 詹智涵 | Rep 9 | 2016-12 | 2019-12 |
| Jung-Sheng Shieh 謝中生 | Rep 9 | 2015-05 | 2016-12 |
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