Hong Kong and Shanghai Investment Corporation Limited
牛頓金融諮詢有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hong Kong and Shanghai Investment Corporation Limited (牛頓金融諮詢有限公司), a Hong Kong-based licensed corporation with CE reference BHC471. Current licensed staff on file: 0 (total recorded over time: 3). Earliest licence on file: 2020-06-11.
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 — Asset management | 2020-06-11 | 2023-03-16 |
Licensed staff (all-time) (3)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Jienan Han 韓洁南 | RO 9 | 2020-06 | 2022-04 |
| Dao Gyng Tan 陳道烱 | RO 9 | 2020-06 | 2022-04 |
| Zhengye Xue 薛正曄 | RO 9 | 2020-06 | 2021-09 |
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