Wah Nam Chen
陳華南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wah Nam Chen (陳華南), a licensed Representative with CE reference AAA030. Currently licensed at 1 firm(s): Get Nice Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-26 | present |
| North Sea Securities Limited 立生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-18 | 2022-05-01 |
| North Sea Securities Limited 立生證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-12-01 |
| North Sea Securities Limited 立生證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-29 |
| North Sea Securities Limited 立生證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-29 |
| North Sea Securities Limited 立生證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-29 |