Wood Yan Kwok
郭活恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wood Yan Kwok (郭活恩), a licensed former licensee with CE reference AAA058. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-07-18 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2006-07-18 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2006-07-18 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-09-03 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
RO | Type 9 — Asset management | present | 2004-09-03 |