John Barclay Lim
林坤海
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Barclay Lim (林坤海), a licensed former licensee with CE reference AAA085. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2009-02-09 | 2010-06-01 |
| South China Research Limited 南華資料研究有限公司 |
RO | Type 4 — Advising on securities | 2009-02-09 | 2010-06-01 |
| South China Capital Limited 南華融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-02-09 | 2010-06-01 |