Annie Tsai
蔡三妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Annie Tsai (蔡三妮), a licensed former licensee with CE reference AAA163. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Winland Wealth Management Limited 永聯財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-23 | 2018-01-31 |
| China Renaissance Broking Services (Hong Kong) Limited 華興金融服務(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2016-03-25 |
| China Renaissance Broking Services (Hong Kong) Limited 華興金融服務(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2004-03-15 |
| China Renaissance Broking Services (Hong Kong) Limited 華興金融服務(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-03-15 |
| China Renaissance Broking Services (Hong Kong) Limited 華興金融服務(香港)有限公司 |
RO | Type 9 — Asset management | present | 2004-03-15 |