Ping Kwong Lau
劉炳光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Kwong Lau (劉炳光), a licensed former licensee with CE reference AAA166. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-02 | 2019-12-19 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-03 | 2011-10-29 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-15 | 2011-03-01 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-08-12 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-11 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-11 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-11 |