Yat Wah Lau
劉日華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Wah Lau (劉日華), a licensed former licensee with CE reference AAA310. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-05-23 |
| VERCAP Financial Services Limited 和昇金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-10-21 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-27 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-27 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-27 |