Tak Chun Ling
凌德真
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Chun Ling (凌德真), a licensed Responsible Officer with CE reference AAA405. Currently licensed at 1 firm(s): UZen Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UZen Securities Limited 眾宸證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-10 | present |
| Tang Ping Kong Limited 太平行證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2017-03-08 |
| Tang Ping Kong Limited 太平行證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-22 |
| Tang Ping Kong Limited 太平行證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-22 |
| Tang Ping Kong Limited 太平行證券有限公司 |
RO | Type 9 — Asset management | present | 2004-11-22 |