Ying Yam Shek
石應欽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Yam Shek (石應欽), a licensed Responsible Officer with CE reference AAA517. Currently licensed at 1 firm(s): Wisetrade Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wisetrade Securities Limited 明智證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-25 | present |
| Wisetrade Securities Limited 明智證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2017-01-25 |
| Wisetrade Securities Limited 明智證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-06 |
| Wisetrade Securities Limited 明智證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-06 |
| Wisetrade Securities Limited 明智證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-06 |