Summy Chi Fat Ng
伍志發
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Summy Chi Fat Ng (伍志發), a licensed Representative with CE reference AAA548. Currently licensed at 1 firm(s): Caitong International Securities Co., Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-01 | present |
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2008-09-02 | 2022-02-28 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-03 | 2008-08-31 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-05-02 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-28 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-28 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-28 |