Dominic Bing Hoi Lam

林炳海
CE No. AAA704 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Bing Hoi Lam (林炳海), a licensed former licensee with CE reference AAA704. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
Chong Hing Securities Limited
創興證券有限公司
RO Type 1 — Dealing in securities present 2004-10-30
Chong Hing Commodities And Futures Limited
創興商品期貨有限公司
RO Type 2 — Dealing in futures contracts present 2004-10-30
Chong Hing Securities Limited
創興證券有限公司
RO Type 4 — Advising on securities present 2004-10-30
Chong Hing Commodities And Futures Limited
創興商品期貨有限公司
RO Type 5 — Advising on futures contracts present 2004-10-30
Chong Hing Securities Limited
創興證券有限公司
RO Type 6 — Advising on corporate finance present 2004-10-30
Chong Hing Commodities And Futures Limited
創興商品期貨有限公司
RO Type 7 — Providing automated trading services present 2004-10-30
Chong Hing Securities Limited
創興證券有限公司
RO Type 7 — Providing automated trading services present 2004-10-30
Chong Hing Commodities And Futures Limited
創興商品期貨有限公司
RO Type 9 — Asset management present 2004-10-30
Chong Hing Securities Limited
創興證券有限公司
RO Type 9 — Asset management present 2004-10-30

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