Kwan Yee (SFC:AAA707) Lam
林鈞儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Yee (SFC:AAA707) Lam (林鈞儀), a licensed former licensee with CE reference AAA707. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lamtex Securities Limited 林達證券有限公司 |
RO | Type 4 — Advising on securities | 2016-09-02 | 2020-08-07 |
| Lamtex Securities Limited 林達證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-01-10 | 2020-08-07 |
| Lamtex Securities Limited 林達證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2011-01-10 |
| Lamtex Securities Limited 林達證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-19 |
| Lamtex Securities Limited 林達證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-19 |
| Lamtex Securities Limited 林達證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-19 |