Simon Yu Hon Ng
伍于漢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Yu Hon Ng (伍于漢), a licensed Representative with CE reference AAA738. Currently licensed at 1 firm(s): Kam Fai Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kam Fai Securities Company Limited 金輝証券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-09 | present |
| Global Credit Securities Limited 僑立證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-08-01 |
| Global Credit Securities Limited 僑立證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-23 |
| Global Credit Securities Limited 僑立證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-23 |
| Global Credit Securities Limited 僑立證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-23 |