Alex Tsun Ting Ho
何俊霆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Tsun Ting Ho (何俊霆), a licensed former licensee with CE reference AAA749. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-06-14 | 2024-03-31 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
RO | Type 4 — Advising on securities | 2006-06-14 | 2024-03-31 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-21 | 2006-06-14 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-04-21 | 2006-06-14 |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 1 — Dealing in securities | 2004-07-19 | 2006-04-14 |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 4 — Advising on securities | 2004-07-19 | 2006-04-14 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-15 | 2004-07-19 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-14 | 2004-06-30 |