Tak Yuen Wong
王得源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Yuen Wong (王得源), a licensed former licensee with CE reference AAA840. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-24 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-02-24 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-24 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-02-24 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-24 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-26 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-24 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-24 |