Andrew William Riddick
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew William Riddick ( ), a licensed former licensee with CE reference AAA869. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-12 | 2019-12-01 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-12-12 | 2019-12-01 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2013-12-12 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 4 — Advising on securities | present | 2013-12-12 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-08-17 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 9 — Asset management | present | 2004-08-17 |