Yui Wa Kwong
鄺銳華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yui Wa Kwong (鄺銳華), a licensed former licensee with CE reference AAA911. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-07-08 | 2025-05-28 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-04 | 2021-07-08 |
| Yardley Securities Limited 溢利證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2021-04-01 |
| Yardley Securities Limited 溢利證券有限公司 |
RO | Type 4 — Advising on securities | present | 2016-09-06 |
| Yardley Securities Limited 溢利證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-03-15 |
| Yardley Finance Limited 溢利財務有限公司 |
RO | Type 8 — Securities margin financing | present | 2005-03-31 |
| Yardley Securities Limited 溢利證券有限公司 |
RO | Type 9 — Asset management | present | 2004-03-15 |