Yiu Wah Shum
岑耀華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Wah Shum (岑耀華), a licensed former licensee with CE reference AAA927. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-06-01 | 2010-10-19 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-16 | 2016-06-08 |
| China Securities Holdings Limited 中國証券控股有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-02 | 2005-02-16 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-02-18 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-12 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-12 |