Samantha Shuk Yee Ho
何淑懿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samantha Shuk Yee Ho (何淑懿), a licensed Responsible Officer with CE reference AAA935. Currently licensed at 2 firm(s): Altus Investments Limited, Altus Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 35.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Altus Investments Limited | RO | Type 1 — Dealing in securities | 2014-07-11 | present |
| Altus Capital Limited 浩德融資有限公司 |
RO | Type 4 — Advising on securities | 2014-07-11 | present |
| Altus Capital Limited 浩德融資有限公司 |
RO | Type 9 — Asset management | 2014-07-11 | present |
| Altus Investments Limited | Rep | Type 1 — Dealing in securities | 2014-05-12 | 2014-07-11 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-12 | 2014-07-11 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 9 — Asset management | 2014-05-12 | 2014-07-11 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
RO | Type 1 — Dealing in securities | 2013-05-23 | 2013-11-29 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
RO | Type 4 — Advising on securities | 2013-05-23 | 2013-11-29 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
RO | Type 9 — Asset management | 2013-05-23 | 2013-11-29 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
RO | Type 9 — Asset management | 2013-05-23 | 2013-11-29 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2013-04-29 | 2013-05-23 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2013-04-29 | 2013-05-23 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2013-04-29 | 2013-05-23 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 9 — Asset management | 2013-04-29 | 2013-05-23 |
| Altus Investments Limited | RO | Type 1 — Dealing in securities | 2013-03-28 | 2013-04-29 |
| Altus Capital Limited 浩德融資有限公司 |
RO | Type 4 — Advising on securities | 2013-03-28 | 2013-04-29 |
| Altus Capital Limited 浩德融資有限公司 |
RO | Type 9 — Asset management | 2013-03-28 | 2013-04-29 |
| Altus Investments Limited | Rep | Type 1 — Dealing in securities | 2013-02-01 | 2013-03-28 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-01 | 2013-03-28 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 9 — Asset management | 2013-02-01 | 2013-03-28 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2006-02-01 | 2012-09-01 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2005-10-13 | 2012-09-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 1 — Dealing in securities | 2005-10-13 | 2012-09-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 5 — Advising on futures contracts | 2005-10-13 | 2012-09-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 9 — Asset management | 2005-10-13 | 2012-09-01 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-14 | 2005-10-13 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2005-03-14 | 2005-10-13 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2004-11-04 | 2005-06-07 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 5 — Advising on futures contracts | 2004-11-04 | 2005-10-13 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 — Asset management | 2004-11-04 | 2005-10-13 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-06-14 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-01 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-11-01 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-14 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-01 |