Pui Hea Au
歐培熙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Hea Au (歐培熙), a licensed former licensee with CE reference AAA976. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tsun Chi Yuen Securities Company Limited 秦志遠證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-02-16 |
| Tsun Chi Yuen Securities Company Limited 秦志遠證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-30 |
| Tsun Chi Yuen Securities Company Limited 秦志遠證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-30 |
| Tsun Chi Yuen Securities Company Limited 秦志遠證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-30 |