Pui Hang Kwok
郭沛恆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Hang Kwok (郭沛恆), a licensed Responsible Officer with CE reference AAB046. Currently licensed at 1 firm(s): Redford Asset Management Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Redford Asset Management Limited 泓福資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-08-22 | present |
| Redford Securities Limited 泓福證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-16 | 2025-03-31 |
| Redford Securities Limited 泓福證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-31 | 2016-06-16 |
| Gold Centre Investment Company 金進証券投資公司 |
Rep | Type 1 — Dealing in securities | present | 2005-03-31 |
| Gold Centre Investment Company 金進証券投資公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-22 |
| Gold Centre Investment Company 金進証券投資公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-22 |
| Gold Centre Investment Company 金進証券投資公司 |
Rep | Type 9 — Asset management | present | 2003-09-22 |