David Yau Wai Kwong
鄺有為
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Yau Wai Kwong (鄺有為), a licensed former licensee with CE reference AAB208. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-23 | 2024-05-02 |
| Fairwin Broking Limited 海富證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2017-01-23 |
| Fairwin Broking Limited 海富證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-09-18 |
| Fairwin Broking Limited 海富證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-09-18 |
| Fairwin Broking Limited 海富證券有限公司 |
RO | Type 9 — Asset management | present | 2003-09-18 |