Yuen Chu Ho
何涴芝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Chu Ho (何涴芝), a licensed Responsible Officer with CE reference AAB221. Currently licensed at 1 firm(s): AFG Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AFG Securities Limited 高鉦証券有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-03 | present |
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-11 | 2017-07-09 |
| Fairwin Broking Limited 海富證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2016-10-11 |
| Fairwin Broking Limited 海富證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-06-11 |
| Fairwin Broking Limited 海富證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-06-11 |
| Fairwin Broking Limited 海富證券有限公司 |
RO | Type 9 — Asset management | present | 2004-06-11 |