Shiu Ki Mak
麥兆岐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu Ki Mak (麥兆岐), a licensed Representative with CE reference AAB358. Currently licensed at 1 firm(s): BOCI Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-03-20 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-03-20 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-03-20 | present |
| BOCI Research Limited 中銀國際研究有限公司 |
RO | Type 4 — Advising on securities | 2011-09-06 | 2025-02-24 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2009-10-28 | 2014-06-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-11-28 | 2025-03-20 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2004-03-01 | 2025-03-20 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2011-01-27 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-12 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-12 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2025-03-20 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-12-31 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-01-12 |