Kam Hop Chan
陳錦合
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Hop Chan (陳錦合), a licensed former licensee with CE reference AAB417. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2012-06-22 | 2014-06-01 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
RO | Type 4 — Advising on securities | 2012-06-22 | 2014-06-01 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
RO | Type 9 — Asset management | 2012-06-22 | 2014-06-01 |
| Everbright-Efund Fund Management Limited 光大益豐行基金管理有限公司 |
RO | Type 4 — Advising on securities | 2006-11-06 | 2009-05-14 |
| Everbright-Efund Fund Management Limited 光大益豐行基金管理有限公司 |
RO | Type 9 — Asset management | 2006-11-06 | 2009-05-14 |
| Everbright Wisdom Fund Management Limited 光大智盛基金管理有限公司 |
RO | Type 4 — Advising on securities | 2005-01-18 | 2007-02-12 |
| Everbright Wisdom Fund Management Limited 光大智盛基金管理有限公司 |
RO | Type 9 — Asset management | 2005-01-18 | 2007-02-12 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2003-11-05 | 2014-06-01 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2014-06-01 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2014-06-01 |
| China Everbright Forex Limited 中國光大外匯有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | present | 2004-03-19 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2014-06-01 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2014-06-01 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2014-06-01 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-09-02 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
RO | Type 9 — Asset management | present | 2014-06-01 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 9 — Asset management | present | 2014-06-01 |