Andrew Kwok Wan Au
區國雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Kwok Wan Au (區國雲), a licensed former licensee with CE reference AAB435. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong Stock Link Securities Limited 港股通証券有限公司 |
RO | Type 1 — Dealing in securities | present | 2011-05-25 |
| Hong Kong Stock Link Securities Limited 港股通証券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-07-03 |
| Hong Kong Stock Link Securities Limited 港股通証券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-07-03 |
| Hong Kong Stock Link Securities Limited 港股通証券有限公司 |
RO | Type 9 — Asset management | present | 2003-07-03 |