Katina Kwai Ting Wong
黃桂婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katina Kwai Ting Wong (黃桂婷), a licensed Responsible Officer with CE reference AAB483. Currently licensed at 3 firm(s): China Everbright Securities (HK) Limited, Everbright Securities Investment Services (HK) Limited, CES Commodities (HK) Limited . Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 14.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-01 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-01 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-01 | present |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-09-01 | present |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-22 | 2021-11-01 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-22 | 2024-02-23 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | present | 2015-09-01 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2015-09-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-30 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-12-30 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-30 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-07 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-30 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-30 |