Yun Wa Chan
陳潤華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun Wa Chan (陳潤華), a licensed former licensee with CE reference AAB491. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-06-10 | 2005-04-19 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-04-19 |
| Sunwah Kingsway Futures Limited 新華滙富期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-04-19 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-07 |
| Sunwah Kingsway Futures Limited 新華滙富期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-07 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-07 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-01-07 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-07 |
| Sunwah Kingsway Futures Limited 新華滙富期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-07 |