Kam Yuen Luk
陸錦源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Yuen Luk (陸錦源), a licensed former licensee with CE reference AAB493. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KuCoin Commodity Futures Limited | RO | Type 2 — Dealing in futures contracts | 2007-07-12 | 2013-02-28 |
| KuCoin HK Limited | Rep | Type 1 — Dealing in securities | 2005-09-16 | 2014-01-30 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-01 | 2005-07-28 |
| Hooray Securities Limited 好盈證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-03-01 |
| VERCAP Financial Services Limited 和昇金融服務有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2005-03-01 |
| Hooray Securities Limited 好盈證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-07-31 |
| Hooray Securities Limited 好盈證券有限公司 |
RO | Type 9 — Asset management | present | 2003-07-31 |