Pak Kwan Lau
劉柏坤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Kwan Lau (劉柏坤), a licensed former licensee with CE reference AAB517. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-01 | 2020-01-13 |
| Hong Kong Stock Link Securities Limited 港股通証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2018-10-31 |
| Hong Kong Stock Link Securities Limited 港股通証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-07 |
| Hong Kong Stock Link Securities Limited 港股通証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-07 |
| Hong Kong Stock Link Securities Limited 港股通証券有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-07 |