Jonathan To Chu
朱濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan To Chu (朱濤), a licensed Responsible Officer with CE reference AAB571. Currently licensed at 1 firm(s): Yango International Financial Holdings Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 29.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yango International Financial Holdings Limited 陽光國際金融控股集團有限公司 |
RO | Type 1 — Dealing in securities | 2023-07-28 | present |
| Yango International Financial Holdings Limited 陽光國際金融控股集團有限公司 |
RO | Type 4 — Advising on securities | 2023-07-28 | present |
| Yango International Financial Holdings Limited 陽光國際金融控股集團有限公司 |
RO | Type 9 — Asset management | 2023-07-28 | present |
| Aeternus Asset Holdings Limited 永恆資產控股有限公司 |
RO | Type 1 — Dealing in securities | 2019-06-18 | 2023-08-30 |
| Aeternus Asset Holdings Limited 永恆資產控股有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-06-18 | 2023-08-30 |
| Yango International Financial Holdings Limited 陽光國際金融控股集團有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-14 | 2021-08-31 |
| Yango International Financial Holdings Limited 陽光國際金融控股集團有限公司 |
RO | Type 4 — Advising on securities | 2016-12-14 | 2021-08-31 |
| Yango International Financial Holdings Limited 陽光國際金融控股集團有限公司 |
RO | Type 9 — Asset management | 2016-12-14 | 2021-08-31 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2012-09-12 | 2015-01-23 |
| Metro Capital Futures Limited 美高期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-09-12 | 2015-01-23 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 4 — Advising on securities | 2012-09-12 | 2015-01-23 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 9 — Asset management | 2012-09-12 | 2015-01-23 |
| Vast Harbour Securities Limited 華港證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-01-12 | 2012-06-30 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 4 — Advising on securities | 2005-09-09 | 2009-03-02 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 1 — Dealing in securities | 2005-08-01 | 2009-03-02 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-08-01 | 2011-10-01 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
RO | Type 9 — Asset management | 2005-08-01 | 2011-10-01 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-01-08 | 2011-10-01 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-05-14 | 2011-10-01 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 9 — Asset management | 2003-05-14 | 2011-10-01 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2011-10-01 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-08-01 |
| China Everbright Forex Limited 中國光大外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2004-03-19 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2011-10-01 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2011-10-01 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-14 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-05-07 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2005-08-01 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-14 |