Kai Ming Kwok
郭啟明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Ming Kwok (郭啟明), a licensed former licensee with CE reference AAB692. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tung Tak Securities (HK) Company Limited 同德證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2017-01-15 |
| Tung Tak Securities (HK) Company Limited 同德證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-05 |
| Tung Tak Securities (HK) Company Limited 同德證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-05 |
| Tung Tak Securities (HK) Company Limited 同德證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-05 |