Frankie Kin Wai Shum
岑建偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frankie Kin Wai Shum (岑建偉), a licensed Responsible Officer with CE reference AAB737. Currently licensed at 2 firm(s): Get Nice Asset Management Limited, Get Nice Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Get Nice Asset Management Limited 結好資產管理有限公司 |
RO | Type 4 — Advising on securities | 2005-12-16 | present |
| Get Nice Asset Management Limited 結好資產管理有限公司 |
RO | Type 9 — Asset management | 2005-12-16 | present |
| Get Nice Securities Limited 結好證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Get Nice Securities Limited 結好證券有限公司 |
RO | Type 4 — Advising on securities | present | present |
| Get Nice Securities Limited 結好證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | present |
| Get Nice Securities Limited 結好證券有限公司 |
RO | Type 9 — Asset management | present | present |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-03-12 | 2017-11-28 |
| United Securities Limited 團結證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-03-12 | 2017-01-26 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 4 — Advising on securities | 2007-03-12 | 2017-11-28 |
| United Securities Limited 團結證券有限公司 |
RO | Type 4 — Advising on securities | 2007-03-12 | 2017-01-26 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 9 — Asset management | 2007-03-12 | 2017-11-28 |
| United Securities Limited 團結證券有限公司 |
RO | Type 9 — Asset management | 2007-03-12 | 2017-01-26 |