Sum Fat Chan
陳森發
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sum Fat Chan (陳森發), a licensed former licensee with CE reference AAB740. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Onshine Securities Limited 朗盈證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2020-09-30 |
| Onshine Securities Limited 朗盈證券有限公司 |
RO | Type 4 — Advising on securities | present | 2020-09-30 |
| Onshine Securities Limited 朗盈證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2006-04-20 |
| Onshine Securities Limited 朗盈證券有限公司 |
RO | Type 9 — Asset management | present | 2006-04-20 |