Lin Tiu Hung
洪連調
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lin Tiu Hung (洪連調), a licensed former licensee with CE reference AAB853. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-13 | 2016-09-30 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-12-13 | 2016-09-30 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-12-01 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-12-01 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-23 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-12-23 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-23 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-23 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-23 |